ncd disclaimer
NCD Disclaimer
Important information regarding Non-Convertible Debentures (NCD) and related services.
SMIFS Limited, (in short "the Company/ SMIFS") having Registered & Corporate office at 5th Floor, Vaibhav Building, 4, Lee Rd, Sreepally, Bhowanipore, Kolkata, West Bengal 700020 is regulated by the Securities and Exchange Board of India ("SEBI") and is engaged in the business of Stock Broking, Depository Services, Portfolio Management, Research Services and Distribution of Financial Products and related allied activities for which SMIFS is registered with various regulators. SMIFS Limited includes Subsidiaries, Group and Associate Companies, Promoter, Directors, Employees and affiliates.
In no event will we be liable for any loss or damage including without limitation, indirect or consequential loss or damage, or any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection with, the use of this website. Through this website you are able to link to other websites which are not under the control of SMIFS Limited.
SMIFS is a Trading Member of National Stock Exchange of India Limited (NSE); BSE Limited (BSE), Metropolitan Stock Exchange of India Limited (MSEI), Multi Commodity of Exchange of India Limited (MCX) and National Commodity and Derivatives Exchange Limited (NCDEX) with SEBI Registration Number: INZ000220635.
SMIFS is registered as a Research Analyst Entity. The Research Reports are prepared and distributed by SMIFS in the capacity of a Research Analyst as per Regulation 19 & 22(1) of SEBI (Research Analysts) Regulations 2014, having SEBI Registration Number - INH300001474.
SMIFS is a Depository Participant of National Securities Depository Limited (NSDL) bearing DP ID - IN301629 and Central Depository Services (India) Limited (CDSL) bearing DP ID - 12016000 with SEBI Registration Number IN-DP-414-2019.
SMIFS is also registered as a Portfolio Manager with SEBI Registration Number INP000004623 and Research Analyst with SEBI Registration Number INH300001474.
SMIFS is also registered with Association of Mutual Funds of India (AMFI) with ARN Code 3080 for the distribution of Mutual Fund Units of various reputed Asset Management Companies and registered with Association of Portfolio Managers in India (APMI), having APRN - APRN00855.
Stewart & Mackertich Commodities Limited is a subsidiary of SMIFS Limited and a Trading Member of National Commodity and Derivatives Exchange Limited (NCDEX) with SEBI Registration Number INZ000064332.
SMIFS Wealth Management Limited is also a subsidiary of SMIFS Limited, registered with the Association of Portfolio Managers in India (APMI), having APRN - APRN05659.
You are requested to keep us updated at all times with your key KYC information such as correspondence address, email address, mobile number, Aadhaar number, bank account details, latest income details, etc. This will enable us to serve you better. Please be aware of spam SMS, Email alerts and Calls from fraudsters and do not share your account details with anyone.
Investments in the securities market are subject to market risks. Please read all related documents carefully before making any investment decisions. This communication is intended solely for informational purposes and should not be construed as investment advice for the purchase or sale of any financial instrument.
The contents herein shall not be considered as an invitation or persuasion to trade or invest. SMIFS LIMITED and affiliates accept no liabilities for any loss or damage of any kind arising out of any actions taken in reliance thereon. Please note that Brokerage would not exceed the SEBI prescribed limit.
It is to be distinctly understood that filing of the issue document or issue related documents to the Securities and Exchange Board of India (SEBI) should not in any way be deemed or construed to mean that the same has been cleared or approved by SEBI. SEBI does not take any responsibility either for the financial soundness of any scheme or the project for which the issue is proposed to be made or for the correctness of the statements made or opinions expressed in the issue document or issue related documents.
It is distinctly understood that the issue document or issue related documents should not in any way be deemed or construe to be approved or vetted by RBI. RBI does not accept any responsibility or guarantee about the present position as to the financial soundness of the issuer or for the correctness of any of the statements or representations made or opinions expressed by the issuer and for discharge of liability by the issuer. The RBI neither accepts any responsibility nor guarantee for the payment of any amount due to any investor in respect of the proposed NCDs issue.
Investors are advised to read the Risk Factors carefully before taking an investment decision. For taking an investment decision, the investors must rely on their own examination of the Issuer and the Issue including the risks involved. This document has not been and will not be approved by any regulatory authority in India.
For any grievance relating to Stock Broking/ Depository Services Operations and/or PMS and/or Research Service, please call 033- 4057 2625 / 18001231540 or write to helpdesk; Email ID: helpdesk@smifs.com.
In absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with:
Sudipto Datta,
5F Vaibhav, 4 Lee Road, Kolkata 700020, West Bengal, India.
Contact No: +91 33 4011 5414 / +91 33 6634 5414
Email Id: compliance@smifs.com
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